Cindy C Mueller

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-08-21

NJ RA
APPROVED

Since 2024-08-21

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

575 Washington Blvd, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Inc.	New York	NY	03/2000	05/2018
J.P. Morgan Securities Llc	Jersey City	NJ	05/2018	Present
Jpmorgan Chase Bank, N.A.	Jersey City	NJ	10/1996	Present

03/2000 → 05/2018

J.P. Morgan Securities Inc.

New York, NY
05/2018 → Present

J.P. Morgan Securities Llc

Jersey City, NJ
10/1996 → Present

Jpmorgan Chase Bank, N.A.

Jersey City, NJ

Other Businesses

Effective 8/1/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-16
S63	Uniform Securities Agent State Law Examination	2000-12-21

S65 Uniform Investment Adviser Law Examination

2024-08-16
S63 Uniform Securities Agent State Law Examination

2000-12-21

Other Names

Cindy Catherine Mueller

View on SEC IAPD