Alex Robert Johnson

Current Employers

Shift Fynancial

Jamestown, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-24

NY RA
APPROVED

Since 2022-03-24

Branch Locations

Jamestown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Innovative Dealer Services Llc	Jamestown	NY	09/2015	Present
Allstate Insurance Company	Jamestown	NY	09/2015	Present
Shift Fynancial, Inc.	Jamestown	NY	02/2019	Present

09/2015 → Present

Innovative Dealer Services Llc

Jamestown, NY
09/2015 → Present

Allstate Insurance Company

Jamestown, NY
02/2019 → Present

Shift Fynancial, Inc.

Jamestown, NY

Previous Registrations

2014-11-10 → 2015-10-09

Northwestern Mutual Investment Services, Llc

Williamsville, NY

Jamestown, NY

Other Businesses

HPSA Acumen, Inc, PO Box 274, Jamestown NY 14701, New Project Manager, non investment related, time devoted-70%, duties- project manager for HPSA Acumen, Inc. This includes hospital consulting product sales. start date-11/14/17, hrs per mo-160, hrs during trading hrs-160,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-09-06
S63	Uniform Securities Agent State Law Examination	2013-03-04

S65 Uniform Investment Adviser Law Examination

2019-09-06
S63 Uniform Securities Agent State Law Examination

2013-03-04

View on SEC IAPD