Jon Scott Gwatney

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 07/2019
  Merrill Lynch
  Baton Rouge, LA
• 11/2014 → 07/2019
  Bank Of America, N.A.
  Baton Rouge, LA
• 07/2019 → 04/2020
  Ae Wealth Management, Llc
  Topeka, KS
• 07/2019 → 06/2022
  Burns Wealth Advisors
  Hammond, LA
• 07/2019 → Present
  Burns Estate Planning
  Hammond, LA
• 07/2022 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2020-04-30 → 2022-07-26
  Burns Estate Planning & Wealth Advisors
  Hammond, LA
• 2019-07-10 → 2020-04-30
  Ae Wealth Management, Llc
  Hammond, LA
• 2014-11-03 → 2019-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
• 2013-08-03 → 2014-12-02
  Morgan Stanley
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1)Burns Estate Planning - Investment Related - 1607 SW Railroad Ave Hammond LA 70403 - Insurance Sales & Service - Insurance Agent - 160 hrs - Start Date 07/2019 2) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENTADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADINGHOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 3) J. SCOTT GWATNEY, LLC, NON-INVESTMENT RELATED, 15228 RAVELLO CT. PRAIRIEVILLE, LA 70769, MANAGING MEMBER, 10/21/2022, ADMINISTRATIVE IN NATURE, SET UP TO FACILITATE COMPENSATION PAYMENTS AND BUSINESS EXPENSES, <5 HOURS PER MONTH, <5 HOURS PER MONTH DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2013-08-02

Other Names

• Scotty Gwatney
• Scotty Gwatney
• Gwatney
• Gwatney
• Gwatney
• J Scott Gwatney
• Jon S Gwatney
• Scott Gwatney