Karen S Merritt

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Karen S. Merritt, Cpa
  Raleigh, NC
• 09/2011 → 03/2021
  Lincoln Financial Securities Corporation
  Raleigh, NC
• 03/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2012-01-05 → 2021-03-18
  Osaic Fs, Inc.
  Raleigh, NC

Other Businesses

1) KAREN S MERRITT, 9208-111 FALLS OF NEUSE ROAD, RALEIGH, NC, 09/1/21, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10 HR/MO- 10/TRADING HR. 2) KAREN S. MERRITT, CPA, PLLC, 1161 WOODLAND GROVE WAY, WAKE FOREST, NC, CPA/ENROLLED AGENT/OWNER, 01/01/96, NIR, 40 HR/WK- 40/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/15/21 4) NEXUS BUSINESS SOLUTIONS, INC. 1161 WOODLAND GROVE WAY, WAKE FOREST, NC, TREASURER, NIR, 05/13/19, 1 HR/WK- 0/TRADING HR.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-30

Other Names

• Karen Merritt