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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-20 |
| TX | RA | APPROVED | 2022-07-20 |
Branch Locations
540 W Madison St Ci Client Services, Chicago, IL 60661 • United States
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Mesa | AZ | 11/2015 | 02/2017 |
| Compass Bank | Birmingham | AL | 10/2015 | 02/2017 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 01/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2019 | Present |
| Clearone Advantage | Chandler | AZ | 04/2019 | 10/2019 |
| Freedom Debt Relief | Tempe | AZ | 02/2017 | 04/2019 |
| Bank Of America, N.A. | Chandler | AZ | 12/2021 | Present |
Other Business: -the name of the other business: B Reel Studio -NOT investment-related; - address: 109 s Alberta Cir, Mesa - nature of business: YouTube channel dedicated in creating Film/Video/cinema. - your position: Owner - title, or relationship with the other business: NONE - the start date: 07/23/2019 -the approximate number of hours/month you devote to the other business: 5-10hr of my free time -the number of hours you devote to the other business during securities trading hours: 0hr - and briefly describe your duties relating to the other business: YouTube Chanel were I create and show some b-rolls with cinematic FX, music, and color grading for real-estate, commercials and adventures also possible lessons on Davinci Resolve this is an editing program for filming. I*1200363 For profit or not for profit: Name of outside business organization: YouTube channel Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , satire news
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-17 |
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