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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-10-02 |
| TX | RA | APPROVED | 2025-10-02 |
Branch Locations
1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Randstad Technologies | Indianapolis | IN | 09/2015 | 08/2017 |
| J.P. Morgan Securities Llc | Carmel | IN | 08/2017 | 03/2022 |
| Jpmorgan Chase Bank, N.A. | Carmel | IN | 08/2017 | 03/2022 |
| Regions Bank | Indianapolis | IN | 04/2022 | 07/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2022 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | Indianapolis | IN | 07/2025 | Present |
| J.P. Morgan Securities Llc | Indianapolis | IN | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-21 |
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