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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-17 |
| TX | RA | APPROVED_RES | 2025-02-17 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | New York | NY | 03/2018 | 01/2025 |
| Jp Morgan Chase Bank | New York | NY | 09/2009 | 03/2018 |
| Morgan Stanley | New York | NY | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-22 |
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