Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-02-11
  • TX RA
    APPROVED
    Since 2011-02-11

Branch Locations

5500 Preston Rd, Dallas, TX 75205 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Dallas TX 07/1999 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 08/2010 Present
Bank Of America,N.A. Dallas TX 06/2011 Present
Other Businesses

REAL ESTATE PROPERTY. INVESTMENT RELATED. ADDRESS: 100 THISTLE SAGE CT IN IRVING, TX 75063. PARTNER. STARTED IN 2007. 1 HOUR PER MONTH. 0 HOURS DURING SECURITIES TRADING HOURS. PROPERTY MGMT. I*98333 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEXAS MUSLIM WOMEN'S FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: PLANO, TEXAS 75086 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 10/3/2016 NUMBER OF HOURS DEVOTED: 3 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CULTURALLY SENSITIVE ORGANIZATION TO SUPPORT BATTERED WOMEN. I WILL WORK WITH COMMUNITY RELATIONSHIPS TO BUILD AWARENESS OF THEIR EFFORTS. I*7562 For profit or not for profit: Name of outside business organization: Mazhar Ali Investment related: Address of business: Irving, Texas 75061 Nature of business: , Position, title, association: , Start date of relationship: 1/16/2019 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-07
S63 Uniform Securities Agent State Law Examination 2000-04-27
  • S66 Uniform Combined State Law Examination
    2011-02-07
  • S63 Uniform Securities Agent State Law Examination
    2000-04-27
Other Names
  • Mazhar Abbas Ali
  • Mazhar A Ali
  • Mazher A Ali

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor