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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-02-08 |
| TX | RA | APPROVED | 2000-05-16 |
Branch Locations
1300 Hercules Ave Ste 205, Houston, TX 77058 • United States
5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States
24 Waterway Ave Ste 1400, The Woodlands, TX 77380-3391 • United States
9442 N Capital Of Texas Hwy Ste 800, Austin, TX 78759 • United States
Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Business Ownership; Illuminate Business Advisors; Help business and financial advisors hire, train, improve communication and team work, improve systesm and processes.; Consulting; 1903 Sandgate Falls Court, , Houston, TX, 77062; Not Investment-Related; 09/10/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-15 |
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