Inactive

Mark Thomas Humphries

Sentinel Financial Planning, LLC

CRD 5955812

Claim This Profile

Employer firm

Sentinel Financial Planning, LLC CRD 298782

$7.16M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Sentinel Financial Planning, Llc

Edgewater, MD • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2019-01-02

MD RA
APPROVED

Since 2019-01-02

Branch Locations

Edgewater, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
International Money Management Group, Inc.	Grasonville	MD	07/2011	11/2018
Us Government	Washington	DC	05/2012	01/2023
Sentinel Financial Planning, Llc	Edgewater	MD	08/2018	Present
Bayview Investment Counsel, Inc.	Grasonville	MD	02/2013	09/2016

07/2011 → 11/2018

International Money Management Group, Inc.

Grasonville, MD
05/2012 → 01/2023

Us Government

Washington, DC
08/2018 → Present

Sentinel Financial Planning, Llc

Edgewater, MD
02/2013 → 09/2016

Bayview Investment Counsel, Inc.

Grasonville, MD

Previous Registrations

2013-02-11 → 2016-09-08

Bayview Investment Counsel, Inc

Stevensville, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-11

S66 Uniform Combined State Law Examination

2012-07-11

Designations

Certified Financial Planner

View on SEC IAPD

More in Edgewater, MD

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor