Best Investors
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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-11-30 |
| CA | RA | APPROVED | 2020-11-24 |
| FL | RA | APPROVED | 2020-11-24 |
| GA | RA | APPROVED | 2020-11-24 |
| UT | RA | APPROVED | 2020-11-24 |
| AL | RA | APPROVED | 2020-11-23 |
| DE | RA | APPROVED | 2020-11-23 |
| HI | RA | APPROVED | 2020-11-23 |
| IL | RA | APPROVED | 2020-11-23 |
| LA | RA | APPROVED | 2020-11-23 |
| MD | RA | APPROVED | 2020-11-23 |
| NC | RA | APPROVED | 2020-11-23 |
| PA | RA | APPROVED | 2020-11-23 |
| TX | RA | APPROVED | 2020-11-23 |
| VA | RA | APPROVED | 2020-11-23 |
Branch Locations
1600 Jfk Blvd, Philadelphia, PA 19103 • United States
724 W Lancaster Ave, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwartz Financial Associates, Inc | Cherry Hill | NJ | 07/2013 | 12/2016 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 12/2016 |
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 07/2013 | 12/2016 |
| Hsbc Bank Usa National Association | Philadelphia | PA | 01/2017 | 11/2020 |
| Hsbc Securities Usa Inc | Philadelphia | PA | 01/2017 | 11/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 11/2020 | Present |
| Bank Of America N.A. | Philadelphia | PA | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-27 |
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