Joshua Ian Weinerman

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-09-17

NJ RA
APPROVED

Since 2012-09-17

Branch Locations

787 Sergeant Palmateer W, Wappingers Fl, NY 12590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schaller Enterprises	New Paltz	NY	07/1993	Present
Joseph Small	Poughkeepsie	NY	07/2012	Present
Northwestern Mutual Investment Services, Llc	Poughkeepsie	NY	07/2012	Present
Northwestern Mutual Wealth Management Company	Milw	WI	01/2014	Present

07/1993 → Present

Schaller Enterprises

New Paltz, NY
07/2012 → Present

Joseph Small

Poughkeepsie, NY
07/2012 → Present

Northwestern Mutual Investment Services, Llc

Poughkeepsie, NY
01/2014 → Present

Northwestern Mutual Wealth Management Company

Milw, WI

Other Businesses

1. SCHALLER ENTERPRISES, NON INVESTMENT RELATED,7 TERWILLIGER LANE, NEW PALTZ NY 12561, MOTEL, GENERAL MANAGER, 07/1993,40 HRS PER WEEK, 30 HRS PER WEEK DURING SECURITIES TRADING HOURS, MANAGEMENT OF THE PROPERTY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-14

S66 Uniform Combined State Law Examination

2012-09-14

View on SEC IAPD