John Botrous

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 02/2020
  Scottrade, Inc
  Corona, CA
• 02/2018 → 09/2019
  Td Ameritrade, Inc.
  Chino, CA
• 11/2019 → 12/2019
  Independent Financial Group
  Tustin, CA
• 02/2020 → 06/2025
  Edward Jones
  St Louis, MO
• 06/2025 → Present
  Ameriprise Financial Services, Llc
  Westlake, CA

Previous Registrations

• 2020-02-14 → 2025-06-16
  Edward Jones
  Chino, CA
  Riverside, CA
• 2019-11-19 → 2020-01-02
  Independent Financial Group, Llc
  San Diego, CA
  Tustin, CA
• 2018-02-27 → 2019-09-11
  Td Ameritrade, Inc.
  Chino, CA
• 2018-02-26 → 2019-09-11
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Chino, CA
• 2016-08-31 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2013-06-24 → 2014-02-04
  Morgan Stanley
  Ontario, CA

Other Businesses

Outside Employment; EPIC Operations LLC; Associate Financial Advisor; Manage advisory business; 250 N Westlake Blvd Ste 200, , Westlake Village, CA, 91362; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-22
• S63 Uniform Securities Agent State Law Examination
  2011-08-22

Designations

• Certified Financial Planner

Other Names

• John M Botrous