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Haley Iwalani Hobbs

Wells Fargo Clearing Services, LLC

Lakewood, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-09-08
  • WA RA
    APPROVED
    Since 2011-09-08

Branch Locations

10225 Gravelly Lake Dr Sw, Lakewood, WA 98499 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Tacoma WA 07/2008 Present
Wells Fargo Advisors Llc Tacoma WA 07/2011 11/2016
Wells Fargo Clearing Services, Llc Tacoma WA 11/2016 Present
  • 07/2008 → Present
    Wells Fargo Bank, N.A.
    Tacoma, WA
  • 07/2011 → 11/2016
    Wells Fargo Advisors Llc
    Tacoma, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Tacoma, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-06
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S65 Uniform Investment Adviser Law Examination
    2011-09-06
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, WA
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API FINANCIAL ADVISORS, LLC · LAKEWOOD, WA
FIRST COMMAND ADVISORY SERVICES · Lakewood, WA
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