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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-13 |
Branch Locations
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Investment Advisory, Inc. | Lone Tree | CO | 04/2014 | 03/2020 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 03/2020 | 09/2025 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 09/2025 | Present |
| Schwab Wealth Advisory, Inc. | Lone Tree | CO | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-12 |
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