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Sean Anthony Zapp

Ameritas Advisory Services, LLC

Waverly, NE

CRD 5955431

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Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-02-23
NE RA APPROVED 2021-11-01
TX RA APPROVED 2021-11-01
  • AL RA
    APPROVED
    Since 2023-02-23
  • NE RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

Waverly, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc La Vista NE 12/2011 09/2017
Securities America Advisors La Vista NE 05/2017 09/2017
Ameritas Investment Corp. Lincoln NE 09/2017 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2021 Present
  • 12/2011 → 09/2017
    Securities America, Inc
    La Vista, NE
  • 05/2017 → 09/2017
    Securities America Advisors
    La Vista, NE
  • 09/2017 → Present
    Ameritas Investment Corp.
    Lincoln, NE
  • 11/2021 → Present
    Lincoln, NE
Previous Registrations
  • 2017-05-30 → 2017-09-08
    Securities America Advisors, Inc.
    Lavista, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-25
  • S66 Uniform Combined State Law Examination
    2017-05-25

View on SEC IAPD

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