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Ruben Dario Torres

Ubs Financial Services Inc.

Miami, FL

CRD 5955327

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-10
FL RA APPROVED 2021-10-26
TX RA APPROVED 2012-08-20
CA RA APPROVED 2011-11-05
  • NY RA
    APPROVED
    Since 2022-01-10
  • FL RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2012-08-20
  • CA RA
    APPROVED
    Since 2011-11-05

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 07/2011 Present
Other Businesses

1)TENNIS INSTRUCTOR / TENNIS INSTRUCTION / 4851 HAZELTINE AVE SHERMAN OAKS , CA 91423 / SELF EXPLANATORY / PRIVATELY HELD / START DATE 01/03/2012/ 40 HRS PER MONTH. 2)HILLCREST / 10000 WEST PICO BOULEVARD LOS ANGELES,CA 90064 / TENNIS INSTRUCTOR/ PRIVATELY HELD / START DATE 01/04/2014 /10 HRS/MONTH 2)THE RIVIERA COUNTRY CLUB / 1250 CAPRI DRIVE PACIFIC PALISADES,CA 90272 / SOLE PROPRIETORSHIP/ SPORT & LEISURE FACILITIES / TENNIS AND GOLF / TENNIS INSTRUCTOR / START DATE 3/1/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-04
  • S66 Uniform Combined State Law Examination
    2011-11-04
Other Names
  • Ruben Torres

View on SEC IAPD

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