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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-10 |
| FL | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2012-08-20 |
| CA | RA | APPROVED | 2011-11-05 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 07/2011 | Present |
1)TENNIS INSTRUCTOR / TENNIS INSTRUCTION / 4851 HAZELTINE AVE SHERMAN OAKS , CA 91423 / SELF EXPLANATORY / PRIVATELY HELD / START DATE 01/03/2012/ 40 HRS PER MONTH. 2)HILLCREST / 10000 WEST PICO BOULEVARD LOS ANGELES,CA 90064 / TENNIS INSTRUCTOR/ PRIVATELY HELD / START DATE 01/04/2014 /10 HRS/MONTH 2)THE RIVIERA COUNTRY CLUB / 1250 CAPRI DRIVE PACIFIC PALISADES,CA 90272 / SOLE PROPRIETORSHIP/ SPORT & LEISURE FACILITIES / TENNIS AND GOLF / TENNIS INSTRUCTOR / START DATE 3/1/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-04 |
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