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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-09-28 |
| TX | RA | APPROVED | 2016-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keller Williams Realty | Charlotte | NC | 07/2013 | 03/2017 |
| Self-Employed | Charlotte | NC | 01/2025 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2010 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2010 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 09/2016 | Present |
| Builtmore Holdings, Llc | Charlotte | NC | 02/2026 | Present |
| Builtmore Holdings Sc, Llc | Rock Hill | SC | 02/2026 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: SALES POSITION: AFFILIATE START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 16 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 06/2023 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 12/2023 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: BUILTMORE HOLDINGS LLC INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 02/2026 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER NAME OF BUSINESS: BUILTMORE HOLDINGS SC, LLC INVESTMENT-RELATED ADDRESS: ROCK HILL, SC NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 02/2026 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-16 |
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