Brent Clifton Greene

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-11-20
TX	RA	APPROVED	2017-11-20

NC RA
APPROVED

Since 2017-11-20
TX RA
APPROVED

Since 2017-11-20

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc	Charlotte	NC	07/2011	Present
Vanguard Marketing Corporation	Charlotte	NC	07/2011	Present
Vanguard Advisers, Inc.	Charlotte	NC	11/2017	Present

07/2011 → Present

The Vanguard Group, Inc

Charlotte, NC
07/2011 → Present

Vanguard Marketing Corporation

Charlotte, NC
11/2017 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Other Businesses

NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 08/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACTING AS FULL AGENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-11-17
S63	Uniform Securities Agent State Law Examination	2011-08-25

S65 Uniform Investment Adviser Law Examination

2017-11-17
S63 Uniform Securities Agent State Law Examination

2011-08-25

View on SEC IAPD