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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2006-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance Co | Milwaukee | WI | 02/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 04/2000 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2013 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PROFESSIONAL COACHING - APPROX. 5 HOURS PER MONTH - HOW TO BUILD A PRACTICE WITHIN THE NORTHWESTERN MUTUAL SYSTEM - SALES CYLE, LANGUAGE, STAFF DEVELOPMENT, PRODUCT KNOWLEDGE & GOAL SETTING. EFFECTIVE 5/12/14. PLAZA ON FIFTH, 1303 FIFTH ST. SUITE 305, CORALVILLE, IA 3. OWNER, FIFTH STREET PARTNERS, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 8/13/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-16 |
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