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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-29 |
| TX | RA | APPROVED | 2026-01-26 |
Branch Locations
1957 East Samford Avenue Suite C, Auburn, AL 36830 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1957 East Samford Avenue Suite C, Auburn, AL 36830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Auburn | AL | 07/2011 | 02/2019 |
| Raymond James Financial Services, Inc | Auburn | AL | 02/2019 | 01/2026 |
| Raymond James Financial Services Advisors Inc. | Auburn | AL | 02/2019 | 01/2026 |
| Lpl Financial Llc | Auburn | AL | 01/2026 | Present |
1. 01/2026 - Cornerstone Capital Company - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 01/26/2026 2. 01/2026 - Greene Financial - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 10 Hrs/Mth - 10 Hrs During Trading - Auburn, AL 36830 - OBA Start Date: 02/04/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-16 |
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