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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-31
  • TX RA
    APPROVED_RES
    Since 2018-01-31

Branch Locations

7992 W Thunderbird Rd Ste 110, Peoria, AZ 85381 • United States

2484 E River Rd, Tucson, AZ 85718 • United States

400 W Fry Blvd Ste 7, Sierra Vista, AZ 85635-1759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tucson AZ 10/2015 03/2020
Ameriprise Financial Services, Llc Tucson AZ 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; CEDO Board; Treasurer; 5049 E Broadway Blvd, Suite 153, Tucson, AZ, 85711; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours / BBB Board of Directors; Board Member; 120 N Stone Ave, Suite 200, Tucson, AZ, 85701; Not Investment-Related; 02/25/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Interfaith Community Services Board of Directors; Board Member; 2820 W Ina Rd, , Tucson, AZ, 85741; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-19
  • S66 Uniform Combined State Law Examination
    2012-07-19
Other Names
  • Garrett Pierce Smith
  • Garrett P Smith

View on SEC IAPD

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