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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-04
TX RA APPROVED 2025-07-24
  • NC RA
    APPROVED
    Since 2025-08-04
  • TX RA
    APPROVED
    Since 2025-07-24

Branch Locations

517 Alcove Rd Ste 201, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2011 07/2025
Raymond James Financial Services, Inc. Mooresville NC 07/2025 Present
Raymond James Financial Services Advisors, Inc. Mooresville NC 07/2025 Present
Previous Registrations
  • 2011-10-07 → 2025-07-28
    Davidson, NC
    St Louis, MO
    Cornelius, NC
Other Businesses

(1)Name of Business: Address: 1358 Shearers Rd, Mooresville, NC, 28115, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own a rental property and I manage the property. (2)Name of Business: Johnson Private Wealth Address: 517 Alcove Rd Ste 201, Mooresville, NC, 28117-8574, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 07/24/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner and Financial Advisor for Johnson Private Wealth (3)Name of Business: Phifer I Johnson Family Limited Partnership Address: 1356 Shearers Rd, Mooresville, NC, 28115, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 08/04/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-15
  • S66 Uniform Combined State Law Examination
    2011-09-15
Designations
Other Names
  • Ben Johnson

View on SEC IAPD

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