Jeffrey Roger Doom

Current Employers

Employment History

• 02/2016 → Present
  Lpl Financial Llc
  Plymouth, MN
• 02/2016 → Present
  Investors Financial Group, Llc
  Plymouth, MN
• 03/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-02-29 → 2022-07-25
  Investors Financial Group
  Plymouth, MN
• 2007-10-04 → 2016-03-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN
  Bloomington, MN

Other Businesses

1. 2/29/2016 - Investors Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 2/29/2016 - No Business Name - Investment Related - Home Based & Canby MN 56220 - Real Estate Rental - Started 07/01/2001 - 1 Hour Per Month During Securities Trading - Time Spent 2% - Sole Prop - Ownership of Farmland. 3. 5/24/2016: Investors Financial Group - DBA: (Hybrid) Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - 160 Hours Per Month/40 Hours Per Month During Securities Trading - Time Spent 100%. 4. 12/21/2016: Jeffrey Doom LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/25/2016 - 0 Hours Per Month. 5. 03/30/2022 - Private Advisor Group - DBA: (Hybrid) Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/18/2022 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 03/30/2022 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/18/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 01/04/2023 - Roger Doom Family LLC - Investment Related - Canby, MN 56220 - Real Estate Rental - Chief Manager and Treasurer - Start Date: 06/30/2007 - 10 Hours Per Month/1 Hour During Securities Trading - Partnership made up of self, brother, a Trust for brother, and 3 kids. Own 760 acres of farmland in MN. 8. 04/24/2023 - E4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 02/29/2016 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-11
• S63 Uniform Securities Agent State Law Examination
  2000-07-07

Designations