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Chantal Moyer

Ubs Financial Services Inc.

Weehawken, NJ

Millsboro, DE

CRD 5954163

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-18
DE RA APPROVED 2021-06-30
DC RA APPROVED 2019-03-11
  • FL RA
    APPROVED
    Since 2024-09-18
  • DE RA
    APPROVED
    Since 2021-06-30
  • DC RA
    APPROVED
    Since 2019-03-11

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Millsboro, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Reading PA 07/2011 11/2016
Wells Fargo Clearing Services, Llc Reading PA 11/2016 02/2019
Ubs Millsboro DE 02/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-18
S63 Uniform Securities Agent State Law Examination 2011-09-29
  • S65 Uniform Investment Adviser Law Examination
    2016-04-18
  • S63 Uniform Securities Agent State Law Examination
    2011-09-29
Other Names
  • Chantal Moyer
  • Chantal Morales
  • Chantal Rhea Morales
  • Chantal Rhea Moyer

View on SEC IAPD

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