Derek W Mcgee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-11-03
TX	RA	APPROVED	2025-11-03

IL RA
APPROVED

Since 2025-11-03
TX RA
APPROVED

Since 2025-11-03

Branch Locations

Downs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bloomington	IL	05/2013	10/2025
Bank Of America, N.A.	Bloomington	IL	10/2013	11/2025
Lpl Financial, Llc	Downs	IL	11/2025	Present

05/2013 → 10/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomington, IL
10/2013 → 11/2025

Bank Of America, N.A.

Bloomington, IL
11/2025 → Present

Lpl Financial, Llc

Downs, IL

Previous Registrations

2013-08-15 → 2025-11-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomington, IL

Other Businesses

1. 09/2025 - Ascend Private WealthDBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) - Inv Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/20/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-08-14
S63	Uniform Securities Agent State Law Examination	2011-11-28

S65 Uniform Investment Adviser Law Examination

2013-08-14
S63 Uniform Securities Agent State Law Examination

2011-11-28

Other Names

Derek Wayne Mcgee

View on SEC IAPD