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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-25
  • CA RA
    APPROVED
    Since 2019-09-25

Branch Locations

3059 Townsgate Rd Ste 400 [Support Center], Westlake Village, CA 91361 • United States

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Cleraing Services, Llc Westlake Village CA 05/2011 Present
  • 05/2011 → Present
    Wells Fargo Cleraing Services, Llc
    Westlake Village, CA
Other Businesses

EMOTIONAL SUPPORT TURTLES, NOT INV RELATED, SIMI VALLEY, CA, 100% OWNERSHIP, START 10/14/2022, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, CREATING AND SELLING CROCHETED CRAFTS ONLINE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-25
  • S66 Uniform Combined State Law Examination
    2019-09-25
Other Names
  • Katherine Elizabeth Palmer Kemmerling
  • Katherine Elizabethpalmer Toth

View on SEC IAPD

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