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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-05 |
Branch Locations
1645 Indian Wood Circle Suite 102, Maumee, OH 43537 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spc | Ann Arbor | MI | 06/2012 | 04/2024 |
| Unemployed | Punta Gorda | FL | 04/2024 | Present |
| Osaic Wealth, Inc. | Punta Gorda | FL | 04/2024 | Present |
1. GRAIN FARMING POSITION: Owner NATURE: I OWN A SMALL FARM AND SHARE THE COSTS AND INCOME FROM CROPS GROWN ON THE LAND FOR ABOUT $6,000 PER YEAR. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/15/1994 ADDRESS: County Road V, Archbold OH 43502 DESCRIPTION: Share in decision making and routine farm maintenance for field access and harvesting. 2. PRECISION DRAINAGE SYSTEMS, LLC POSITION: Owner/Member NATURE: I AM A 50% OWNER/MEMBER OF PRECISION DRAINAGE SYSTEMS, L.L.C. WHICH INSTALLS FIELD TILE DRAINAGE SYSTEMS IN AGRICULTURAL LAND. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2013 ADDRESS: 23144 US Highway 20, Fayette OH 43521 DESCRIPTION: Accounting and bookkeeping services, help prepare and review client quotes for subsurface drainage projects, and subsurface drainage design. 3. ENGLER, GARROW & ROTH, LTD. POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 01/02/2013 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: Financial planning and client support with concentration in risk management, insurance analysis, budgeting, financial goal setting, retirement planning, and estate planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-22 |
| S65 | Uniform Investment Adviser Law Examination | 2011-07-09 |
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