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Christopher Walz

Ameriprise Financial Services, LLC

Golden Valley, MN

Minneapolis, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-31
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

Golden Valley, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 07/2011 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 05/2025
American Enterprise Investment Services Inc. Minneapolis MN 05/2025 Present
  • 07/2011 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → 05/2025
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 05/2025 → Present
    American Enterprise Investment Services Inc.
    Minneapolis, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-12
  • S63 Uniform Securities Agent State Law Examination
    2011-08-12
Other Names
  • Chris Michael Walz

View on SEC IAPD

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