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Sanjay C Malik

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Forest Hills, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
NY RA APPROVED 2021-04-19
CT RA APPROVED 2020-12-01
  • TX RA
    APPROVED
    Since 2021-10-06
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2020-12-01

Branch Locations

6965 Yellowstone Blvd, Forest Hills, NY 11375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Lake Success NY 08/2016 02/2020
New York Life Insurance Company Lake Success NY 04/2014 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayside NY 03/2020 Present
Unemployed Fresh Meadows NY 02/2020 03/2020
Bank Of America, N.A. Bayside NY 05/2020 Present
  • 08/2016 → 02/2020
    Nylife Securities Llc
    Lake Success, NY
  • 04/2014 → 02/2020
    New York Life Insurance Company
    Lake Success, NY
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bayside, NY
  • 02/2020 → 03/2020
    Unemployed
    Fresh Meadows, NY
  • 05/2020 → Present
    Bank Of America, N.A.
    Bayside, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-28
S63 Uniform Securities Agent State Law Examination 2016-05-27
  • S66 Uniform Combined State Law Examination
    2020-11-28
  • S63 Uniform Securities Agent State Law Examination
    2016-05-27
Other Names
  • Sanjay Chandratan Malik
  • Sc Malik

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
CITIZENS SECURITIES, INC.

Other Investors

THOMAS JAMES HORAN
Matthew Ryan Seymour
CRAIG ADAM BERGEN
Joshua T Bergen
EDWARD SECKER
KWAI YUN CHAN
KELVIN ACEVEDO-LIZ
Sudev Singh

Other Offices

ACORN CAPITAL PARTNERS, LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
LPL FINANCIAL LLC · FOREST HILLS, NY
CHARLES SCHWAB & CO., INC. · Forest Hills, NY
AMERIPRISE FINANCIAL SERVICES, LLC · FOREST HILLS, NY
CITIGROUP GLOBAL MARKETS INC. · FOREST HILLS, NY
CETERA INVESTMENT ADVISERS LLC · FOREST HILLS, NY
J.P. MORGAN SECURITIES LLC · FOREST HILLS, NY

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