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Denrik F Wong

Schwab Wealth Advisory, Inc.

San Francisco, CA

CRD 4176328

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
CA RA APPROVED 2015-05-21
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • CA RA
    APPROVED
    Since 2015-05-21

Branch Locations

425 Market Street Floor 17, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Castro Valley CA 03/2000 Present
Schwab Wealth Advisory Inc Castro Valley CA 03/2015 Present
  • 03/2000 → Present
    Charles Schwab & Co., Inc.
    Castro Valley, CA
  • 03/2015 → Present
    Schwab Wealth Advisory Inc
    Castro Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-21
S63 Uniform Securities Agent State Law Examination 2000-09-18
  • S66 Uniform Combined State Law Examination
    2015-05-21
  • S63 Uniform Securities Agent State Law Examination
    2000-09-18
Other Names
  • Denrik Fan Wong

View on SEC IAPD

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