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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-07-27 |
Branch Locations
1818 Market St Ste 3400, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Bala Cynwyd | PA | 02/2015 | 06/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2020 | Present |
| Northwetern Mutual Investment Servies Llc | Philadelphia | PA | 06/2020 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2020 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-29 |
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