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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-05-08 |
| TX | RA | APPROVED | 2026-05-07 |
| MO | RA | APPROVED | 2025-08-28 |
Branch Locations
8332 Woodfield Crossing Blvd., Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc | St. Louis | MO | 07/2011 | 03/2018 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 07/2018 | 04/2019 |
| Unemployed | St. Louis | MO | 03/2018 | 06/2018 |
| Charles Schwab & Co., Inc. | Indianapolis | IN | 04/2019 | Present |
| Charles Schwab Bank | Chesterfield | MO | 04/2019 | 08/2025 |
| Td Ameritrade, Inc. | Chesterfield | MO | 05/2022 | 06/2024 |
| Schwab Wealth Advisory, Inc | Indianapolis | IN | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-16 |
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