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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-10 |
| TX | RA | APPROVED | 2016-07-13 |
| AK | RA | APPROVED | 2015-10-29 |
Branch Locations
3601 Minnesota Dr, Anchorage, AK 99503-3668 • United States
Fresno, CA • United States
7161 N Millbrook Ave Ste 103, Fresno, CA 93720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Anchorage | AK | 04/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Anchorage | AK | 03/2020 | Present |
Business Ownership; North Harbor Wealth Management, LLC.; Co-owner; Manage Ameriprise Business; 3601 Minnesota Dr, , Anchorage, AK, 99503; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-13 |
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