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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-06 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Syracuse | NY | 01/2016 | 06/2018 |
| Guardian Life Insurance Co Of America | New York | NY | 06/2018 | 07/2025 |
| Park Avenue Securities, Llc | New York | NY | 06/2018 | 07/2025 |
| Guardian Life Insurance Company | Cicero | NY | 06/2024 | 07/2025 |
| Park Avenue Securities | Cicero | NY | 06/2024 | 07/2025 |
| Principal Life Insurance Company | Cicero | NY | 07/2025 | 06/2026 |
| Principal Securities, Inc. | Cicero | NY | 07/2025 | 06/2026 |
| Principal Funds Distributor | Des Moines | IA | 06/2025 | 06/2026 |
| Guardian Life Insurance Company | Cicero | NY | 06/2026 | Present |
| Park Avenue Securities | Cicero | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-13 |
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