Mark Nicholas Ruggiero

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-11
NJ	RA	APPROVED	2011-09-23

TX RA
APPROVED_RES

Since 2014-02-11
NJ RA
APPROVED

Since 2011-09-23

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Little Falls	NJ	07/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/2011 → Present

Morgan Stanley Smith Barney

Little Falls, NJ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

1. BASEBALL AND SOFTBALL TRAINING AND INSTRUCTION; NON INVESTMENT RELATED; 151 VISTA TERRACE, POMPTON LAKES NJ; PARTNER; 2 HOURS PER MONTH 0 DURING SECURITIES TRADING HOURS; PROVIDE SOFTBALL AND BASEBALL RELATED TRAINING AND INSTRUCTION

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-22

S66 Uniform Combined State Law Examination

2011-09-22

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews