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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-15 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
3414 Peachtree Road N.E. Suite 225, Atlanta, GA 30326 • United States
1290 Avenue Of The Americas, New York, NY 10104 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Etf Securities (Us) Llc | New York | NY | 04/2016 | 06/2017 |
| Alps Distributors, Inc. | Denver | CO | 04/2016 | 06/2017 |
| Deutsche Am Distributors, Inc | New York | NY | 06/2017 | 11/2019 |
| Dws Distributors, Inc | Chicago | IL | 11/2019 | 03/2024 |
| Neuberger Berman | New York | NY | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-12 |
| S66 | Uniform Combined State Law Examination | 2014-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-16 |
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