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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-05-03
  • GA RA
    APPROVED
    Since 2022-05-03

Branch Locations

901 Duluth Hwy, Lawrenceville, GA 30043 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

2731 Meadow Church Rd, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Independence OH 04/2014 05/2022
Wells Fargo Clearing Services, Llc Lawrenceville GA 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-16
  • S66 Uniform Combined State Law Examination
    2011-09-16

View on SEC IAPD

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