Ryan Edward Barcena

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 06/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 12/2011 → 06/2019
  Bank Of America, N.A.
  Dallas, TX
• 06/2019 → Present
  Rockefeller Financial Llc
  Dallas, TX
• 08/2025 → Present
  Rockefeller Capital Management
  Dallas, TX

Previous Registrations

• 2011-09-22 → 2019-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plano, TX
  Dallas, TX
  Coppell, TX
  Dallas, TX

Other Businesses

Trejas Properties LLC; Investment Related; Odessa, TX; Rental Property; Member; 11/01/2019; 1 hour per month; 0 hours during trading hours; LLC to facilitate management of rental properties. Ryno Business Ventures LLC; Investment Related; Frisco, TX; Real Estate Purchases; Sole Member; 1/1/2018; 1 hour per month; 0 hours during trading hours; LLC to facilitate purchase, renovation and sale of real estate. Basin Industrial Properties LLC; Odessa, TX; Rental Property; Member; 8/1/2021; 1 hour per month; 0 hours during trading hours; LLC to facilitate management of rental properties.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-16