Lee Gregory Gibson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-20

TX RA
APPROVED

Since 2025-02-20

Branch Locations

21025 Spring Brook Plaza Drive, Spring, TX 77379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Concourse Financial Group Securities Inc	Spring	TX	02/2013	02/2025
(Dba) Strategic Financial Advisors	Spring	TX	05/2016	Present
Cetera Wealth Services, Llc	Spring	TX	02/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	02/2025	Present

02/2013 → 02/2025

Concourse Financial Group Securities Inc

Spring, TX
05/2016 → Present

(Dba) Strategic Financial Advisors

Spring, TX
02/2025 → Present

Cetera Wealth Services, Llc

Spring, TX
02/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2013-02-14 → 2025-02-20

Concourse Financial Group Securities, Inc.

Houston, TX

Conroe, TX

Birmingham, AL

Conroe, TX

Spring, TX

Birmingham, AL
2011-10-05 → 2012-09-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

College Station, TX

The Woodlands, TX

Other Businesses

(dba) STRATEGIC FINANCIAL ADVISORS; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Securities and Investments; Investment Adviser Representative; Start Date 05/2016; 168 hour per month with most 168 hours per month occurring during trading hours; Provide investment advice, financial planning and investment products. >> (dba) STRATEGIC FINANCIAL ADVISORS; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Financial and Insurance Services; Agent/Financial Adviser; Start Date 05/2016; 40 hours per month with 30 hours per month during trading; Find, advise and deliver to clients the beneficial financial products and services which enhance their goals and objectives whether that be Medicare Supplement plans, Medicare Advantage, Dental, Vision, Long Term Care, Life, Disability, or Fixed Annuity. >> LEE GIBSON - INSURANCE SALES; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Service of previously sold annuity insurance products; Agent; Start 08/2016; 10 hours per month with those 10 hours being during trading hours; Annuities sold with previous insurance carrier appointments. >> LEE & CATHY GIBSON; Investment Related; Montgomery, TX 77356; Land Resale; Owner; Start Date 06/2018; 1 hour per month with no hours during trading hours; Maintain records and decide when to list land for sale, pay the property taxes. On occasion other immediate family members may assist and/or participate in the development process. >> LEE GIBSON: Non-Investment Related; Montgomery, TX; Other; Owner; Start Date 01/2024; 1 hour or less per month with that 1 hour or less not occuring during trading hours; Commission compensation agreement to allow manufacture and sales of proprietary design and trademark product.