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Brock Petrie

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Earlysville, VA

Charlottesville, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-01
VA RA APPROVED 2011-09-22
  • TX RA
    APPROVED
    Since 2011-11-01
  • VA RA
    APPROVED
    Since 2011-09-22

Branch Locations

Earlysville, VA • United States

650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner &Amp; Smith Charlottesville VA 06/2011 Present
Bank Of America, N.A. Charlottesville VA 09/2011 Present
  • 06/2011 → Present
    Merrill Lynch Pierce Fenner &Amp; Smith
    Charlottesville, VA
  • 09/2011 → Present
    Bank Of America, N.A.
    Charlottesville, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-16
  • S66 Uniform Combined State Law Examination
    2011-09-16
Other Names
  • Brock Asher Petrie

View on SEC IAPD

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