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Current Employers
Opal Wealth Advisors, Llc

2 Jericho Plaza Suite 208, Jericho, NY 11753 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-07
PA RA APPROVED 2024-02-07
  • NY RA
    APPROVED
    Since 2024-02-07
  • PA RA
    APPROVED
    Since 2024-02-07

Branch Locations

2 Jericho Plaza Suite 208, Jericho, NY 11753 • United States

Waverly Township, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Facet Wealth Baltimore MD 12/2018 01/2024
Cuso Financial Services Dba Penfed Wealth Management Scranton PA 06/2017 11/2018
Axa Waverly PA 08/2011 06/2017
Opal Wealth Advisors Waverly Township PA 01/2024 Present
  • 12/2018 → 01/2024
    Facet Wealth
    Baltimore, MD
  • 06/2017 → 11/2018
    Cuso Financial Services Dba Penfed Wealth Management
    Scranton, PA
  • 08/2011 → 06/2017
    Axa
    Waverly, PA
  • 01/2024 → Present
    Opal Wealth Advisors
    Waverly Township, PA
Previous Registrations
  • 2018-12-07 → 2024-01-31
    Dunmore, PA
    West Palm Beach, FL
    Baltimore, MD
    Waverly, PA
    Waverly Township, PA
  • 2018-07-13 → 2018-11-27
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Scranton, PA
  • 2017-06-19 → 2018-07-11
    Cuso Financial Services, L.P.
    East Stroudsburg, PA
    Tobyhanna, PA
    Scranton, PA
    San Diego, CA
    Scranton, PA
    Wilkes-Barre, PA
    Papillion, NE
  • 2013-04-10 → 2017-06-26
    Waverly, PA
  • 2013-02-25 → 2013-03-28
    Waverly, PA
    Bala Cynwyd, PA
    Bala Cynwyd, PA
    Waverly, PA
Other Businesses

1. NEPA Youth Shelter, Non investment related, Non-Profit, Board Member since 2023, no hours devoted during trading hours. 2. Oak Glen HOA, Non investment related, Community Organizing, Board Member, no hours devoted during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-15
S63 Uniform Securities Agent State Law Examination 2011-08-30
  • S65 Uniform Investment Adviser Law Examination
    2013-02-15
  • S63 Uniform Securities Agent State Law Examination
    2011-08-30
Designations
Other Names
  • Chelsea E. Barrows
  • Chelsea B Rixner
  • Chelsea Rixner
  • Chelsea Elyse Barrows

View on SEC IAPD

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