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2 Jericho Plaza Suite 208, Jericho, NY 11753 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-07 |
| PA | RA | APPROVED | 2024-02-07 |
Branch Locations
2 Jericho Plaza Suite 208, Jericho, NY 11753 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Facet Wealth | Baltimore | MD | 12/2018 | 01/2024 |
| Cuso Financial Services Dba Penfed Wealth Management | Scranton | PA | 06/2017 | 11/2018 |
| Axa | Waverly | PA | 08/2011 | 06/2017 |
| Opal Wealth Advisors | Waverly Township | PA | 01/2024 | Present |
1. NEPA Youth Shelter, Non investment related, Non-Profit, Board Member since 2023, no hours devoted during trading hours. 2. Oak Glen HOA, Non investment related, Community Organizing, Board Member, no hours devoted during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-30 |
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