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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-17 |
Branch Locations
15303 Ventura Blvd. Suite 1520, Sherman Oaks, CA 91403 • United States
1000 Town Center Dr. Suite 450, Oxnard, CA 93030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Los Angeles | CA | 02/2012 | 06/2025 |
| Stifel | Sherman Oaks | CA | 06/2025 | Present |
1. Rental Property; 110 N Marshall Ct, Apt 3 San Pedro, CA 90731; Rental Property, passive income; Owner of a rental property; Rental property, passive income; 02/23/2024; 1 hr/mth; Not during securities trading hours; Investment related 2. CO-AUTHOR OF THE BOOK "POWERFUL FEMALE IMMIGRANTS" WROTE ONE CHAPTER. SPENT 20 HOURS, AFTER BUSINESS HOURS. STARTED MARCH 15,2023. ALL PROCEEDS OF THE BOOK IS DONATED TO CHARITY 1040 IMPACT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-22 |
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