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Santander Securities LLC CRD 41791
$3.14B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-10-18 |
Branch Locations
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Newton | MA | 02/2016 | 10/2023 |
| Oneamerica Securities | Newton | MA | 03/2016 | 10/2023 |
| Santander Securities, Llc | Dorchester | MA | 10/2023 | Present |
| Uber | San Francisco | CA | 04/2020 | Present |
| Santander Bank, Na | Boston | MA | 10/2023 | Present |
| American United Life | Indianapolis | IN | 02/2016 | Present |
1. Uber, driver for Uber, non-investment related, start date 04/01/2020, San Francisco CA, 32 hours monthly, none during trading hours. 2. American United Life, trails from fixed insurance products from when an insurance agent (no longer an agent), investment related, start date 01/01/2016, Indianapolis IN, 0 hours monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-28 |
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