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Ashok R. Subramanian

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-20
  • TX RA
    APPROVED
    Since 2021-08-20

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Dallas TX 06/2021 Present
Jpmorgan Securities Llc Dallas TX 06/2021 Present
Hart Advisors Dallas TX 01/2020 06/2020
Goldman Sachs Inc Dallas TX 06/2018 08/2018
Denovo Group Addison TX 12/2014 06/2017
Southern Methodist University Dallas TX 05/2017 08/2019
Unemployed Dallas TX 09/2019 12/2019
Unemployed Dallas TX 07/2020 06/2021
  • 06/2021 → Present
    Jpmorgan Chase Bank Na
    Dallas, TX
  • 06/2021 → Present
    Jpmorgan Securities Llc
    Dallas, TX
  • 01/2020 → 06/2020
    Hart Advisors
    Dallas, TX
  • 06/2018 → 08/2018
    Goldman Sachs Inc
    Dallas, TX
  • 12/2014 → 06/2017
    Denovo Group
    Addison, TX
  • 05/2017 → 08/2019
    Southern Methodist University
    Dallas, TX
  • 09/2019 → 12/2019
    Unemployed
    Dallas, TX
  • 07/2020 → 06/2021
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-19
  • S66 Uniform Combined State Law Examination
    2021-08-19
Other Names
  • Ashok Ranganath Subramanian
  • Ashok R Subramanian

View on SEC IAPD

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OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
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