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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-03
CT RA APPROVED 2020-10-20
  • TX RA
    APPROVED
    Since 2021-02-03
  • CT RA
    APPROVED
    Since 2020-10-20

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Phx Financial, Inc. New York NY 10/2016 01/2020
National Securities Corp New York NY 01/2020 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 09/2020 Present
Bank Of America N.A. Stamford CT 10/2020 Present
  • 10/2016 → 01/2020
    Phx Financial, Inc.
    New York, NY
  • 01/2020 → 08/2020
    National Securities Corp
    New York, NY
  • 09/2020 → Present
    Stamford, CT
  • 10/2020 → Present
    Bank Of America N.A.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-18
S63 Uniform Securities Agent State Law Examination 2013-03-28
  • S66 Uniform Combined State Law Examination
    2020-10-18
  • S63 Uniform Securities Agent State Law Examination
    2013-03-28
Other Names
  • Eduardo A Martinez
  • Andrew Martinez
  • Andrew Martins
  • Andrew E. Martin

View on SEC IAPD

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