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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-03
  • TX RA
    APPROVED
    Since 2014-01-03

Branch Locations

323 Gilmer St, Sulphur Spgs, TX 75482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Addison TX 04/2012 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2011 Present
Northwestern Mutual Investment Services, Llc Sulphur Springs TX 01/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2015 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, CP&A, LLC, 107 JEFFERSON ST E, SULPHUR SPGS, , TEXAS, 75482, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 5/12/2015, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, NO PRODUCTS PROVIDED. THIS IS SIMPLY AN ENTITY WHERE EN ESTIMATED AMOUNT OF MONEY IS DEPOSITED TO COVER PAYROLL EACH MONTH. non-investment related. 3. COWHILL COOPER FARMS, NON-INVESTMENT RELATED, 498 COUNTY ROAD 4321 CAMPBELL , TEXAS 75422 UNITED STATES OF AMERICA, FARM, 33% OWNER OF FARM, 8/24/2015, 0-5 HOURS A MONTH, DUTIES INCLUDE HELPING OUT WITH FARM DUTIES (I.E. FEED COWS AND CHICKENS) 4. 100% OWNER, CHURCH STREET PROFESSIONAL BUILDING, LLC, INVESTMENT PROPERTY, START DATE: 6/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COLLECT RENT AND PAY EXPENSES SPECIFIC TO THE MAINTENANCE. INVESTMENT RELATED. 5. 49% owner CBJ Custom Apparel, LLC, 321 GILMER ST., SULPHUR SPRINGS, , TEXAS, 75482, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/1/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE OWNERSHIP WITH MY WIFE. INVESTMENT RELATED. 6. 49% OWNER, CBJ REAL ESTATE HOLDINGS, LLC, 321 GILMER ST., SULPHUR SPRINGS, , TEXAS, 75482, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/11/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO DUTIES. INVESTMENT RELATED. 7. 49% OWNER, FIELDHOUSE SPORTS, LLC, 101 BILL BRADFORD RD., SULPHUR SPRINGS, , TEXAS, 75482, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 01/29/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO DUTIES 8. OWNER, NT GROUP, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 12/30/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+ ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 9. OWNER, WKCC ENTERPRISES, INC., LEGAL ENTITY, START DATE: 12/31/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-19
S63 Uniform Securities Agent State Law Examination 2012-07-20
  • S65 Uniform Investment Adviser Law Examination
    2013-12-19
  • S63 Uniform Securities Agent State Law Examination
    2012-07-20

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