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Frank Taylor Wootton

Morgan Stanley

Charleston, SC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-16
SC RA APPROVED 2017-09-22
  • TX RA
    APPROVED_RES
    Since 2023-02-16
  • SC RA
    APPROVED
    Since 2017-09-22

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Charleston SC 08/2017 Present
Jpmorgan Chase Bank N.A. New York NY 07/2014 06/2017
J.P. Morgan Securities Llc New York NY 07/2014 06/2017
Morgan Stanley Private Bank, National Association New York NY 10/2017 Present
  • 08/2017 → Present
    Morgan Stanley
    Charleston, SC
  • 07/2014 → 06/2017
    Jpmorgan Chase Bank N.A.
    New York, NY
  • 07/2014 → 06/2017
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
S63 Uniform Securities Agent State Law Examination 2011-09-19
  • S66 Uniform Combined State Law Examination
    2017-09-22
  • S63 Uniform Securities Agent State Law Examination
    2011-09-19
Other Names
  • Frank Wootton
  • Frank Taylor Wootton
  • Taylor Wootton
  • Tj Wootton
  • Frank Taylor Wootton

View on SEC IAPD

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