Lucas Tamayo

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-08-28

CA RA
APPROVED

Since 2012-08-28

Branch Locations

1919 S Bascom Ave Suite 350, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc.	San Jose	CA	01/2012	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	07/2011	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

01/2012 → Present

Northwestern Mutual Investment Services, Llc.

San Jose, CA
07/2011 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-20
S63	Uniform Securities Agent State Law Examination	2012-03-28

S65 Uniform Investment Adviser Law Examination

2012-08-20
S63 Uniform Securities Agent State Law Examination

2012-03-28

View on SEC IAPD

Current Employers

Northwestern Mutual Investment Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews