Best Investors Account Sign in

Russell Golder Simmons

Charles Schwab & Co., Inc.

Westlake, TX

Lone Tree, CO

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-02-20
  • CO RA
    APPROVED
    Since 2020-02-20

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

10160 Trainstation Circle, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2011 Present
Jarred'S Trucking Company Elbert CO 04/2007 10/2016
U.S. Army Reserve Denver CO 12/2002 06/2020
Schwab Private Client Investment Advisory, Inc. Lone Tree CO 12/2016 02/2019
Td Ameritrade, Inc. Lone Tree CO 07/2021 06/2024
  • 06/2011 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 04/2007 → 10/2016
    Jarred'S Trucking Company
    Elbert, CO
  • 12/2002 → 06/2020
    U.S. Army Reserve
    Denver, CO
  • 12/2016 → 02/2019
    Schwab Private Client Investment Advisory, Inc.
    Lone Tree, CO
  • 07/2021 → 06/2024
    Td Ameritrade, Inc.
    Lone Tree, CO
Previous Registrations
  • 2021-07-22 → 2022-10-14
    Td Ameritrade, Inc.
    Lone Tree, CO
    Omaha, NE
  • 2017-01-13 → 2020-02-21
    Schwab Wealth Advisory, Inc.
    Lone Tree, CO
Other Businesses

1) Small Farm USA, LLC | Investment Related:No|Agriculture/Forestry/Fishing|Owner|10/27/2021|Less than 20|0|I manage farming finances and livestock decisions for my family farm that has been going on for generations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-13
S63 Uniform Securities Agent State Law Examination 2011-10-24
  • S66 Uniform Combined State Law Examination
    2017-01-13
  • S63 Uniform Securities Agent State Law Examination
    2011-10-24
Other Names
  • Russell Golder Simmons
  • Russell Simmons

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor